Overview
The Hatchery’s Enhancing Regulatory Investigations & Enforcement Outcomes digital conference will bring together regulatory professionals, experts and best practice case studies from a wide range of jurisdictions nationally and internationally to discuss how regulators can strengthen their investigative processes, establish successful interagency MoUs, leverage new technology and much more.
Why attend this event?
• Benchmark against other regulators and learn from the steps they have taken to improve investigations• Hear a range of case studies on how regulators have effectively collaborated with industry to improve compliance
• Gain insights on innovative approaches undertaken to deal with increasing demands
• Get access to all the need to know information made available to you online, both live and on-demand
• Learn about strategies for investigations and inspections adopted during the pandemic that can be implemented in the new normal
• Bypass social distancing and keep growing your professional network by connecting digitally
• Share your thoughts and ask your burning questions in interactive polls, small group discussions and live Q&A
Who should attend?
Federal, state and local government regulatory agencies, government departments & associations responsible for:• Investigations
• Enforcement
• Compliance
• Legal
• Regulation
• Regulatory Practice & Operations
• Intelligence
• Strategy & Policy
Need a business proposal to send to your boss? Click here to download the template
Due to the popularity of this event, a new cancellation policy applies. Find out more.Benefits of attending
- Tap into success stories & lessons learned on how to improve investigations through collaboration & innovation
- Understand how to drive collaboration between investigation & legal teams
- Learn how to strike the right balance with providers, without enabling regulatory capture
- Take away learnings on how to reduce politics as a barrier to effective enforcement
- Explore strategies to support investigations across jurisdictions
Agenda Highlights
Day 1
Key Speakers
Australian Health Practitioner Regulation Agency
Dr Jamie Orchard is a lawyer of over 30 years standing who has practiced primarily in the fields of litigation, enforcement and dispute resolution. Jamie has held executive positions within regulators such as Director of Enforcement of the Australian Securities and Investments Commission. Managing Director of Enforcement of the Dubai Financial Services Authority and Executive General Manager (Resolutions) of the Financial Ombudsman Service. Jamie currently holds the position of General Counsel at the Australian Health Practitioner Regulation Agency.
Jamie has a particular interest in the operations of regulators and has significant experience in implementing new approaches within such bodies to ensure the most effective resolution of complaints.
National Heavy Vehicle Regulator
Ray leads the Statutory Compliance Division of the NHVR.
He has more than 25 years’ experience in public administration, and has led the design and implementation of regulatory reform at the state and national levels for all land transport modes. This experience includes legal and substantive policy design, administrative review and investigations, and strategic analysis.
Ray has a deep background in regulatory compliance and his experience includes acting as a compliance expert for a legal publisher, as well as a peer reviewer for national and international transport publications, and the design and execution of enforcement functions for the NHVR.
Qatar Financial Centre Regulatory Authority
Fraud/Enforcement/Risk/Investigations expert. Lawyer with 20 years’ legal experience including 10 years of global regulatory investigative, litigation, fraud risk and enforcement experience both in banking, regulatory and exchange environment. Specialist knowledge in AML previously leading major investigations into AML. Solid understanding of AML frameworks, monitoring and investigations. Detailed experience in Fraud risk and risk mitigation. Managed many civil, regulatory and criminal cases in various countries. Solid understanding of legal frameworks in both civil, regulatory and criminal litigation. Previously held mediation approval in Australia and UK.
Proven record of operational experience in building and developing Compliance, Risk, Forensic and Investigative/Enforcement functions. Detailed and practical fundamentals relating to investigations. A seasoned Executive within corporate, government and private practice environment, with ability to manage diverse teams from different cultural environments. Extensive senior stakeholder engagement including boards and senior government officials. Highly skilled in team management, previously managing teams of 120+ globally.
Skilled litigator with wide range of litigation experience covering regulatory, compliance and general litigation matters. Admitted to practice in ACT Supreme and Federal Courts.
Key Highlights:
– USD1.4 billion, AML case, involving common reporting standards and trust structures.
– Developed and managed major AML cases in middle east. o Managed case load of 400 + cases/year. o Market manipulation cases prosecution. o Insolvency case in a common law full bench, in a civil law country applying sharia law principles: QFC Court;
– Contract dispute lasting many years involving commercial lease: Court of Appeal (ACT);
Liquor & Gaming NSW
Dimitri Argeres is the Director of Compliance & Enforcement at Liquor & Gaming NSW, with responsibility for the agency’s front-line inspectorate, investigations, administrative decision-making, enforcement, assurance and integrity and complaint assessment functions. From 2020 to 2022, this included coordinating the agency’s enforcement approach to COVID-19 safety compliance.
In previous roles, Dimitri has been responsible for managing Liquor & Gaming NSW’s investigative and complaint handling, triage and assessment functions. Prior to this, Dimitri coordinated operational deployments of inspectors across NSW and coordinated administrative sanctions and enforcement remedies.
Dimitri has previously held regulatory or investigative roles at the Australian Communications & Media Authority, the Australian Charities and Not-for-profit Commission and the Australian Taxation Office.